7.2
Time-independent degenerate perturbation theory
A zero denominator is not a disaster but a hint: diagonalise the perturbation inside the degenerate subspace first, and let the perturbation pick out the "good" zeroth-order states itself.
Recommended first
After this section you should be able to
- Explain why degeneracy breaks the previous section's formulas, and what the breakdown really means
- Write down the secular equation and solve for the level splitting inside a degenerate subspace
- Work out the ±3ea₀ℰ splitting and the corresponding "good" states for the Stark effect of hydrogen at n=2
- Use symmetry (parity, conserved quantities) to predict in advance which matrix elements vanish
At the end of the last section we buried a landmine: both the first-order wavefunction and the second-order energy have in the denominator, and the moment two states are degenerate the formulas divide by zero on the spot. This section defuses the mine.
Start with a real experiment from 1913. Stark placed a hydrogen discharge tube in a strong electric field and found that the Balmer lines (the blue line, for instance) split into several symmetric components, with a splitting proportional to the field strength. That is actually rather strange: we just said in the last section that the first-order Stark shift of the hydrogen ground state is zero (parity!), so the shift starts at second order and should go as . Why do the excited states, of all things, respond linearly?
The answer, in one word: degeneracy.
What the zero denominator is telling us
Four states crowd onto the hydrogen level: , , , all with exactly the same energy (section 6.4). Now switch on a field ; the perturbation is
Try the last section’s formula: the corrected wants to mix in , with coefficient
It diverges. But this divergence is not mathematics throwing a tantrum — it is delivering a physical message:
The secular equation
The general framework of degenerate perturbation theorybasic~8 min
Suppose a level is -fold degenerate, its subspace spanned by the orthonormal states . A “good” zeroth-order state is some combination of them:
Step 1: write the first-order equation. Just as in the last section, the order gives
Step 2: project into the degenerate subspace. Hit both sides with . Acting to the left, the Hermitian gives , which cancels the first term on the right — exactly the same cancellation as last section, except this time what survives is a matrix equation:
The left side is the matrix acting on the column vector of coefficients. This is a standard eigenvalue problem:
Step 3: solve the eigenvalue problem. A non-trivial solution exists only if
This determinant equation is called the secular equation (the name comes from celestial mechanics: the same mathematics was once used to compute the “secular”, long-term perturbations of planetary orbits). Its roots are the first-order energy shifts — the degeneracy splits into at most levels — and the eigenvector belonging to each root gives one “good” zeroth-order state.
Boiled down to an operating manual:
- Identify the degenerate subspace and pick any basis for it;
- Compute the perturbation matrix in that basis;
- Diagonalise : eigenvalues = first-order shifts, eigenvectors = good zeroth-order states.
Note that this step is not an approximation: diagonalising within the subspace is exact. The “perturbative” approximation lies in neglecting the coupling between the subspace and the levels outside it (that is second-order business).
A worked example: the Stark splitting of hydrogen at n=2
Follow the manual. Take the basis ; we need the matrix elements of . Sounds intimidating, but symmetry will kill nearly all of them for us.
Parity. is an odd function. The state has even parity, the states odd, so , and the three elements all vanish too (odd × odd × odd = odd; the integral is zero). Every diagonal element is dead.
Angular momentum. does not depend on the azimuthal angle , so : the perturbation does not change the magnetic quantum number . Hence can only connect states of equal — cannot connect to anyone (there are no other states within ), so they are spectators whose energy does not move at first order.
Only one pair survives: and its complex conjugate.
The matrix element and the splittingadvanced~7 min
Integrate directly with the Chapter 6 hydrogen wavefunctions (radial part × angular part):
(No need to memorise the number — just remember the scale is the Bohr radius : that is simply how big the orbitals are.) So within the block, the matrix is
The secular equation solves to
splits into three lines: , (doubly: ), — matching the symmetric splitting pattern Stark saw, and proportional to .
Plug in numbers: at (a strong laboratory field),
corresponding to about 13 cm⁻¹ in wavenumbers — easy work for a spectrometer.
Why is the response linear here? The “good” states are superpositions of opposite-parity states — they carry a built-in electric dipole moment (), with no need to wait for the field to polarise them. With a ready-made dipole, the energy is naturally proportional to ; the ground state has no degenerate partner to combine with, so it can only be polarised slowly by the field, hence . The linear splitting of the Stark lines is direct evidence that “a ready-made dipole is hiding in the degenerate subspace”.
The picture
The perturbation is the judge; the degenerate states are the contestants. With no perturbation, everyone in the subspace is equal — any orthogonal basis is a legitimate answer. Once the perturbation enters, the scoring begins: the combinations it selects (the eigenvectors of ) pass smoothly into the true eigenstates the instant the perturbation switches on; every other combination gets violently churned. The “good” in “good zeroth-order wavefunctions” means precisely the set of states that the true eigenstates approach in the limit .
The mathematics
The criterion for “good” can be stated crisply: if you can find a Hermitian operator with
and the degenerate states are eigenstates of with different eigenvalues, then they are automatically good states, and is already diagonal in that basis. In the Stark problem does exactly this job: it removes the states up front and whittles the problem down to .
Key formulas
Secular equation
g roots = g first-order shifts; eigenvectors = good zeroth-order states
n=2 Stark matrix element
Parity and Δm=0 kill every other matrix element
Stark splitting
Linear response: the good states carry a built-in dipole ∓3ea₀
Criterion for a good basis
The eigenbasis of a conserved automatically diagonalises W (selection rules)
Self-check4 questions
- 1.
Non-degenerate perturbation theory diverges at a degeneracy. The correct reading is:
- 2.
Hydrogen at n=2 in a z-direction electric field: how many independent non-zero matrix elements are there in the 4×4 perturbation matrix, and why?
- 3.
Why is the Stark shift of the hydrogen ground state proportional to ℰ², while the n=2 splitting is proportional to ℰ?
- 4.
In a field ℰ = 10⁷ V/m, the highest and lowest components of the hydrogen n=2 level are separated by 2×3ea₀ℰ. Find this total splitting, in meV. (a₀ = 5.29×10⁻¹¹ m)
meV20% relative tolerance
What comes next
Both sections of perturbation theory share one premise: the Hamiltonian must contain “a big solvable piece”, and the perturbation must be small. But look back at helium — the electron repulsion is a third of the main part, and first-order perturbation theory only squeezes the 30 eV error down to 4 eV: neither here nor there. What if the system simply has no natural small parameter? The variational method of the next section takes an entirely different tack: no expansion at all — just bid on the energy directly. Guess a wavefunction; the energy it yields can never dip below the true ground state, and whoever guesses lowest wins.
Section 51 of 106 · use ← → to turn the page